Conduct risk: Working from home – A legal roadmap
Join us for the first in a new series of webinars exploring the legal issues arising out of the ‘new normal’ of working from home amid the COVID-19 pandemic.
Specific to financial services firms are operational issues associated with supervision of the conduct of employees involved in regulated activities. The regulatory authorities have said intermediaries are generally expected to make all reasonable efforts to comply with regulatory obligations.
In this session, we will take a look at:
- Conduct risk to financial services firms operating alternate work arrangements.
- Challenges in monitoring and supervision of employees working remotely.
- How to maintain risk control and ensure compliance with regulations whilst operating business as usual.
Future sessions in the series will look at the increased risk of fraud whilst working from home, employment issues, data privacy and cybersecurity issues.
This webinar starts at 4pm Hong Kong / Singapore time.
