Our team undertakes technical and complex regulatory work for brokerage houses, investment exchanges, investment banks, commodity traders, asset management companies, general insurance and life assurance companies operating in the UK and international financial markets.
The team provides advice on the full range of financial services regulatory matters, including advising on the Financial Services and Markets Act 2000 (FSMA), strategic regulatory issues, investigations, disputes and disciplinary matters, derivatives and commodity trading and documentation.
Our lawyers are based in offices across our network in Europe, the Middle East and Asia. We work closely with other specialists within the firm to offer our clients a cohesive multidisciplinary service, at the leading edge of the financial services industry.
Advising on its strategic alliance with Legal & General relating to the promotion by Barclays of Legal & General pension, savings and protection products.
Advising on a variety of issues in the UK relating to energy trading under the new Electricity Trading Arrangements and the Grid Trade Master agreement.
Advising on the regulatory aspects of its on-line share placement platform for securities dealers to market share placements to professional investors and its on-line based securities brokerage services.
If you have any questions, contact a member of the Financial Services Regulation team for assistance:
09 June 2026Publication
CSSF sets out enhanced expectations on valuation frameworks for illiquid assets, focusing on governance, models, controls and risk-based approaches for IFMs
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09 June 2026 Publication
The FCA has publishes a new webpage, setting out an update on proposed reforms to the UK MMF Regulation
09 June 2026 Publication
A summary of the Central Bank of Ireland's Markets Update No 8 of 2026 for regulated firms and other market participants
05 June 2026 Publication
The FCA has set out proposals intended to simplify product-level climate disclosure requirements for investment products
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04 June 2026 Publication
IOSCO has published a Final Report setting out thirteen recommendations on the valuation of collective investment schemes
