SMCR webinar series

SMCR: one year on
9 December 2020
In the first webinar of the series, we took a look at the common implementation issues for solo regulated firms, some developments over the last year in relation to SMCR as well as reemphasised the practical steps you need to take before the deadline on 31 March 2021 concerning conduct rules, Directory Persons and the Certification Regime.
Watch this webinar on-demand here.

SMCR: three months to go
7 January 2021
Watch this webinar on-demand here.

SMCR legal surgery – training your people on the Conduct Rules
21 January 2021
Watch this webinar on-demand here

SMCR: two months to go
3 February 2021
In this session, we look at the detailed requirements for information to be uploaded in the Directory and completing the fitness and propriety process for your certification population (from a practical standpoint, reflecting guidance from the FCA).
Watch this webinar on-demand here.

SMCR legal surgery: under one month to go! Tell us what you want to know?
17 March 2021
We're now only days away from the 31 March 2021 deadline, concerning conduct rules, Directory Persons and the Certification Regime. Attendees had the opportunity to ask us any pressing last minute questions.
Watch this webinar on-demand here.

For more information on how we can support you to manage your end to end compliance with SMCR through the SMCR Solution, please get in touch.