SMCR: one year on

A year on from solo regulated firms coming into scope, we look at the issues firms are facing and the requirements firms need to meet by 31 March 2020.

Join us as we take a look at the common implementation issues for solo regulated firms, some developments over the last year in relation to SMCR as well as reemphasise the practical steps you need to take before the deadline on 31 March 2021 concerning conduct rules, Directory Persons and the Certification Regime.

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