SFDR RTS Regulation: Submission procedure before the CSSF

As the SFDR RTS regulation enters into force, the CSSF informs the investment fund industry of the prospectus/issuing documents submission procedure.

14 November 2022

Publication

The Commission de Surveillance du Secteur Financier (the CSSF) has published a communiqué to the attention of the investment fund industry on the procedure to follow for submitting their prospectus/issuing document in view of the entry into force of the Commission Delegated Regulation 2022/1288 of 6 April 2022 (the SFDR RTS regulation)

For the Luxembourg based UCITS, SIFs, SICARs and UCIs Part II that did not submit their prospectus/issuing document before the 31 October 2022, the CSSF confirmed that they should follow the instructions set out in the CSSF communication dated 6 September 2022.

The CSSF also confirms that these funds must still submit the SFDR RTS confirmation letter along with the draft prospectus/issuing document.

The CSSF is committed to process the requests accompanied by the SFDR RTS confirmation letter on a best effort basis in view of the imminent application date of the SFDR RTS regulation on 1st January 2023.

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