Hong Kong regulatory enforcement update: Q1 & Q2 2017
A round up of regulatory enforcement developments for the first half of 2017.
Our new look regulatory enforcement update for Q1 and Q2 2017 is here.
Topics covered include :
- Trends in SFC enforcement action
- The pursuit of senior management by the SFC
- Corporate valuations in acquisitions and disposals by listed companies
- AML enforcement: renewed focus and enhanced cooperation as the SFC and Hong Kong Police sign a memorandum of understanding
- Selling practices and risk allocation
_11zon.jpg?crop=300,495&format=webply&auto=webp)
