Key resources

[Asset Management Market Study Final Report MS15/2.3](www.fca.org.uk/publication/mar…)

[CP17/18: Consultation on implementing asset management market study remedies and changes to our Handbook](www.fca.org.uk/publications/po…)

[CP17/26: Individual Accountability: Extending the Senior Managers & Certification Regime to insurers](www.fca.org.uk/publication/con…)

[CP/17/25: Individual Accountability: Extending the Senior Managers & Certification Regime to all FCA firms](www.fca.org.uk/publication/con…) Insights: [The FCA publishes Consultation Paper on extension of the Senior Managers and Certification Regime](www.elexica.com/en/legal-topic…) [Extending the Senior Managers & Certification Regime: our response to the Consultation Paper](www.elexica.com/en/legal-topic…) [Extension of the Senior Managers Certification Regime: implications of consultation paper](www.elexica.com/en/resources/t…)

[CP 17/42: The Duty of Responsibility for insurers and FCA solo-regulated firms](www.fca.org.uk/publication/con…) Insights: [FCA releases three more SMCR Consultation Papers](www.elexica.com/en/legal-topic…)

[CP 17/40: Individual Accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime](www.fca.org.uk/publication/con…) Insights: [FCA releases three more SMCR Consultation Papers](www.elexica.com/en/legal-topic…)

[CP17 /41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime](www.fca.org.uk/publication/con…) Insights: [FCA releases three more SMCR Consultation Papers](www.elexica.com/en/legal-topic…)

[Business Plan 2018/19](www.elexica.com/-/media/files/…) Insights: [Key SMCR takeaways from the FCA and PRA Business Plans](www.elexica.com/en/legal-topic…)

[Business Plan 2018/19](www.elexica.com/-/media/files/…) Insights: [Key SMCR takeaways from the FCA and PRA Business Plans](www.elexica.com/en/legal-topic…)

[DP 18/2 Transforming Culture in Financial Services](www.fca.org.uk/publications/di…) Insights: [FCA DP18/2: Culture in Financial Services](www.elexica.com/en/legal-topic…) [Transforming Culture in Financial Services: Andrew Bailey’s speech to the FCA conference](www.elexica.com/en/legal-topic…)

Statement for principles for strengthening professionalism

[CP18/18 Strengthening accountability: implementing the extension of the SM&CR to insurers](www.elexica.com/-/media/files/…)

[Industry Codes of Conduct and Feedback on FCA Principle 5](www.elexica.com/-/media/files/…)

[PS 18/15: Extending the Senior Managers & Certification Regime to insurers - feedback to CP 17/26 and CP 17/41, and near-final rules](www.fca.org.uk/publication/pol…) Insights: [Extension of SMCR: The FCA’s “near final” rules on extension of the Senior Managers and Certification Regime to FCA solo-regulated firms](www.elexica.com/en/legal-topic…)

[CP 18/19: Introducing the Directory](www.fca.org.uk/publication/con…) Insights: [CP18/19: the FCA’s proposal for a new public directory](www.elexica.com/en/legal-topic…) [Introducing the Directory: our response to the Consultation Paper](www.elexica.com/-/media/files/…)

[The Senior Managers & Certification Regime: Guide for insurers](www.fca.org.uk/publication/pol…)

[Final Guidance: the Duty of Responsibility for insurers and FCA solo-regulated firms](www.fca.org.uk/publication/pol…) Insights: [Extension of SMCR: The FCA’s “near final” rules on extension of the Senior Managers and Certification Regime to FCA solo-regulated firms](www.elexica.com/en/legal-topic…)

[PS26/18: Strengthening accountability: Implementing the extension of the SM&CR to insurers](www.bankofengland.co.uk/pruden…)

[GC18/4: Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms](www.fca.org.uk/publication/gui…) Insights: [GC18/4: the FCA consults on Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms](www.elexica.com/en/legal-topic…) [Simmons & Simmons response to GC18/4](www.elexica.com/en/resources/m…)

[PS27/18: Strengthening accountability: Implementing the extension of the SM&CR to insurers (Part 2)](www.bankofengland.co.uk/-/medi…)

[CP19/04: - Optimising SMCR and feedback to DP16/4 Overall Responsibility and the legal function](www.elexica.com/-/media/files/…) Insights: [New FCA CP19/04 - optimising SMCR and feedback to DP16/4 Overall Responsibility and the legal function](www.elexica.com/en/legal-topic…)

[FG19/2: Summary of feedback for guidance](www.fca.org.uk/publication/fin…)

[PS19/7: Finalising the Directory](www.fca.org.uk/publication/pol…)

[FG19/2: SM&CR: Guidance on Statements of Responsibilities and Responsibilities Maps](www.fca.org.uk/publication/fin…)