Case study: Cross-border advice for a German investment bank

The challenge

This German multinational investment bank was required by the European Central Bank (ECB) to create guidelines for working across borders in a compliant way, for use by the front office globally.

Our solution

We worked with the bank to carry out a regulatory analysis and impact assessment for almost 100 jurisdictions.

We did this using navigator, our award-winning online cross border regulatory guidance tool, and working with local counsel in each jurisdiction.

The outcome

The output was a set of bespoke, consistently laid out, and easy to interpret guidelines that provided the bank with a deeper understanding of risk across their markets.

It allowed the bank to identify and take proactive measures to mitigate that risk and ensure ongoing business activity was carried out in a regulatory compliant way.

Would you like to find out how we can help you with cross-border guidelines? Get in touch.