Delegated acts
MiFID2
Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 on organisational requirements and operating conditions for investment firms and defined terms for the purposes of MiFID2
Commission Delegated Directive (EU) 2017/593 of 07 April 2016 on safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
MiFIR
Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 on definitions, transparency, portfolio compression and supervisory measures on product intervention and positions
Commission Delegated Regulation (EU) 2017/1799 of 12 June 2017 the exemption of certain third countries central banks in their performance of monetary, foreign exchange and financial stability policies from pre- and post-trade transparency requirements
Regulatory technical standards (RTS)
Supplementing MiFID2
Commission Delegated Regulation (EU) 2017/566 of 18 May 2016 on regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions
Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 on the admission of financial instruments to trading on regulated markets
Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 on the suspension and removal of financial instruments from trading
Commission Delegated Regulation (EU) 2017/570 of 26 May 2016 on the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading
Commission Delegated Regulation (EU) 2017/571 of 02 June 2016 on authorisation, organisational requirements and the publication of transactions for data reporting services providers
Commission Delegated Regulation (EU) 2017/573 of 06 June 2016on requirements to ensure fair and non-discriminatory co-location services and fee structures
[Commission Delegated Regulation]https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32017R0574&from=EN) (EU) 2017/574 of 07 June 2016 on the level of accuracy of business clocks
Commission Delegated Regulation (EU) 2017/575 of 08 June 2016 on the data to be published by execution venues on the quality of execution of transactions
Commission Delegated Regulation (EU) 2017/576 of 08 June 2016 on the annual publication by investment firms of information on the identity of execution venues and on the quality of execution
Commission Delegated Regulation (EU) 2017/578 of 13 June 2016 on specifying the requirements on market making agreements and schemes
Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 on specifying organisational requirements of trading venues
Commission Delegated Regulation (EU) 2017/586 of 14 July 2016 on the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations
Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 on the tick size regime for shares, depositary receipts and exchange traded funds
Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 on specifying the organisational requirements of investment firms engaged in algorithmic trading
Commission Delegated Regulation (EU) 2017/591 of 01 December 2016 on the application of position limits to commodity derivatives
Commission Delegated Regulation (EU) 2017/592 of 01 December 2016 on the criteria to establish when an activity is considered to be ancillary to the main business
Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 on information to be notified by investment firms, market operators and credit institutions
Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 on information and requirements for the authorisation of investment firms
Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 on an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
Supplementing MiFIR
Commission Delegated Regulation (EU) 2016/2020 of 26 May 2016 on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation
Commission Delegated Regulation (EU) 2016/2021 of 02 June 2016 on access in respect of benchmarks
Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016 on the information for registration of third country firms and the format of information to be provided to clients
Commission Delegated Regulation (EU) 2017/572 of 02 June 2016 on the specification of the offering of pre-and post-trade data and the level of disaggregation of data
Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations
Commission Delegated Regulation (EU) 2017/579 of 13 June 2016 on the direct, substantial and foreseeable effect of derivative contracts within the Union and the prevention of the evasion of rules and obligations
Commission Delegated Regulation (EU) 2017/580 of 24 June 2016 on the maintenance of relevant data relating to orders in financial instruments
Commission Delegated Regulation (EU) 2017/581 of 24 June 2016 on clearing access in respect of trading venues and central counterparties
Commission Delegated Regulation (EU) 2017/582 of 29 June 2016 on the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing
Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives
Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 on transparency requirements for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by ESMA and competent authorities
Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser
Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 on the reporting of transactions to competent authorities
Implementing technical standards
Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 on the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to [ESMA] according to MiFID2
Commission Implementing Regulation (EU) 2017/980 of 07 June 2017 on standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with MiFID2
Commission Implementing Regulation (EU) 2017/981 of 07 June 2017 on standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation in accordance with MiFID2
Commission Implementing Regulation (EU) 2017/988 of 06 June 2017 on standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 on the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to MiFID2
Commission Implementing Regulation (EU) 2017/1093 of 20 June 2017 on the format of position reports by investment firms and market operators
Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 on the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications
Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 on procedures and forms for submitting information on sanctions and measures
Commission Implementing Regulation (EU) 2017/1944 of 13 June 2017 on standard forms, templates and procedures for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm in accordance with MiFID1 and MiFID2
Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 on notifications by and to applicant and authorised investment firms
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