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IFD/IFR for the sell side

The prudential regime changes for most investment firms on 26 June 2021. We discuss the impact on sell side firms and options for mitigating adverse outcomes.

Is your firm a UK broker, trading platform or sell side adviser?

The FCA recently published its long awaited discussion paper on implementing a new prudential regime for UK MiFID investment firms modelled on the EU’s Investment Firm Regulation/Directive.

Watch our webinar where we consider the impact on the sell side, with particular emphasis on the K- factors, liquidity, the ICARA process and remuneration.

> View webinar on demand

This document (and any information accessed through links in this document) is provided for information purposes only and does not constitute legal advice. Professional legal advice should be obtained before taking or refraining from any action as a result of the contents of this document.

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